Stop playing compliance catch-up
Get ahead with expert consulting services and easy-to-use technology so you can manage both compliance AND your business.
With Joot's help, we are now able to focus on serving our clients with the assurance that we're doing the right things to meet regulatory requirements and protect our clients.
What do you get when you outsource compliance to Joot?
You shouldn’t have to worry about your RIA compliance program being exam ready
Joot helps you master compliance so you can focus on helping your clients.
The system is elegant, and the compliance review is quite easy. The platform will be a nice automation for our advisers and the compliance team.
Joot eases the compliance load for CCOs at small- to mid-sized investment advisory firms
Use our technology to automate repetitive compliance tasks and organize your compliance documents, calendar, and activities in one place.
Or have our consultants manage the RIA compliance areas you don’t have time for.
Recent PostsRead The Joot Blog
Upcoming Feature from Joot Labs: SEC Exam and Audit Preparation Tool
The prospect of an SEC examination can send even the most diligent firms into a panic. Prepare, organize, and make SEC filings with confidence using Joot's upcoming SEC Exam and Audit Preparation Tool.
Upcoming Feature from Joot Labs: Communication Compliance Review Tool
Keeping all your communications compliant with SEC standards shouldn’t hold your business back. Here at Joot, we’re building a tool to simplify communications compliance.