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The Securities and Exchange Commission Announces Enforcement Actions for Fiscal Year 2022
The Securities and Exchange Commission has announced its enforcement actions for the fiscal year 2022, totaling over $6.5 billion in money ordered. Click here to read more.
Understanding the Regulatory Landscape of Crypto: Part 1
In this installment of the Joot blog regtech series, we continue our discussion of the state of cryptocurrency and analyze the regulatory landscape of crypto and decentralized finance.
Upcoming Feature from Joot Labs: Legal Disclosure Template Tool
Drafting and completing legal disclosures are crucial activities for any fund. Here at Joot, we want to improve the drafting process and are building a tool to increase efficiency, decrease errors, and provide a customized disclosure library.
Upcoming Feature from Joot Labs: SEC Exam and Audit Preparation Tool
The prospect of an SEC examination can send even the most diligent firms into a panic. Prepare, organize, and make SEC filings with confidence using Joot's upcoming SEC Exam and Audit Preparation Tool.
Understanding the Regulatory Landscape of Crypto: Part 3
In part 3 of our deep dive into the regulatory landscape of crypto, we look at the global developments of crypto and speculate what's next for decentralized finance.
Upcoming Feature from Joot Labs: Communication Compliance Review Tool
Keeping all your communications compliant with SEC standards shouldn’t hold your business back. Here at Joot, we’re building a tool to simplify communications compliance.
Getting Ready for the New SEC Marketing Rule: Insights from the Field
Are you ready for the new SEC marketing rule? Get our expert implementation tips here.
Improvements to Joot Compliance Calendar
RIA compliance is both repetitive and time consuming. Our recent redesign of Joot Compliance Calendar simplifies your process by helping you keep track of important deadlines and dates.