Author Bo Howell
Joot, Cofounder, CEO
Bo has over 10 years of experience as a securities lawyer and chief compliance officer. He has served in roles with SEC-registered investment advisers, registered and unregistered investment companies, and broker-dealers. Bo has worked at the SEC’s Division of Investment Management, a Fortune 500 financial services company, and an innovative technology-driven law firm. He is also the owner of FinTech Law, a technology-driven law firm focused on financial services and technology companies. Bo is a U.S. Navy veteran.
Tips for a More Secure Client Relationship: A Commentary on OCIE's Risk Alert on Privacy and Data Protection
Here are examples of the most common deficiencies or weaknesses identified by OCIE staff in connection with the Safeguard Rule.
If You Hate Changing Your Password, Then Read This Article!
The National Institute of Standards of Technology (“NIST”) says you don’t need to change your password until it is compromised, which is like saying you don’t need to lock your door until a burglar has robbed you.
You Beta Believe It!
It’s summertime, and it's hot, very hot! But here at Joot, we’ve been working on some pretty cool things, and today, we’re announcing the launch of our beta program for the latest addition to our CCO Tech compliance platform: Policies and Testing Manager!