Author Parham Nasseri
InvestorCOM, VP, Regulatory Strategy
Parham Nasseri is VP of regulatory strategy at InvestorCOM, a leading compliance software provider to some of North America’s largest wealth managers, asset managers, and insurers. Our motto is simple: we provide our clients with compliance pain relief. And our latest solution, RolloverAnalyzer, is purpose-built to help advisers and wealth firms consistently analyze rollovers, meet the PTE 2020-02 requirements, compare fees, and document and disclose their analysis with confidence.
Top 5 Highlights of the New DOL PTE 2020-02 Requirements
Wondering how the new DOL PTE 2020-02 requirements apply to investment advisers already acting as fiduciaries? Read on.