Author Peter Michael Allen
Allen Law Group P.C., Principal Attorney
Peter Michael Allen is principal attorney at Allen Law Group P.C. Peter’s experience as an attorney includes work in business litigation, regulation, and transactions. He has worked as an attorney at law firms in New York City and as a legal extern at the U.S. Securities and Exchange Commission.
IM Director's Recent Remarks on Standards of Conduct & Liquidity Risk Management
Given that the SEC recently submitted for public comment proposed rules for standards of conduct for investment professionals, Director Blass’ comments give a concise roadmap of the proposed rules.