Joot Interview Series: Episode 1

Joot Interview Series: Episode 1

Hello, Joot community! Welcome to our first Joot interview. We’re excited to continue delivering helpful content and thought leadership to you. We had fun recording the interview, and once we've done a few more this may become a podcast. We hope that you’ll find it helpful.

This week’s edition is Part 1 of 3 (about 15 minutes). In it Bo Howell, CEO of Joot, speaks with Cynthia Custer, Director of Compliance Services at Joot, about

  • The pros and cons of outsourcing compliance, including the SEC’s view on these types of solutions
  • The types of asset advisory firms that should consider an outsourced model
  • How to work with an outsourced compliance consultant, including the need for the right technology to stay connected
  • Common issues that RIAs have with SEC compliance and examinations

Listen here: