Making Things Beta

Making Things Beta

There is still some time (but not too much time) to get yourself into the beta program for Joot's NEW Policies and Testing Manager!

Policies and Testing Manager brings it all together by integrating with our SEC Filing Manager, Compliance Calendar, and Document Manager to form a comprehensive solution that helps RIAs manage their compliance processes and documentation.

  • Identify the types of policies and procedures needed based on the RIAs products and business lines.
  • Create written policies and procedures.
  • Add tests and tasks that are linked to those policies.
  • Assign and schedule those tasks to one or more persons.
  • Track each person's progress.

Completed documentation is automatically saved to your Document Manager and real-time updates are listed in the CCO Tech dashboard. Unlike other tools in the marketplace, your end users don’t need to have an account or profile in the system in order to receive and complete tasks.

As a participant in the beta program, you will get early access to the Policies and Testing Manager and have the opportunity to provide feedback on the design of the system and its functionality. In addition, participants will get access to all of Joot’s other applications, including the SEC Filing Manager, Compliance Calendar, and Document Manager.

Space in the program is limited, so please sign up now.