More Summer Reading

More Summer Reading
06/20/2019

Last week we published an article about the SEC’s most recent cyber examinations and risk alerts. The week before we noted in our curated articles that the SEC is focused on oversight of technology vendors (like us). If you still doubt the SEC’s focus on cybersecurity, it’s time for a reality check.

SEC News

Chairman Clayton just hired a badass (because anyone who spends 30 years in the CIA has to know some cool stuff) to help the Commission up its game. Now if only the Commission could hire someone to write better headlines for press releases. SEC Announces Kevin Zerrusen as Senior Adviser to the Chairman for Cybersecurity Policy, sec.gov

Regulation Best Interest (Reg. BI) is all the rage in our industry these days. There’s been a ton of content written about it recently. We might add to the mix, but for now, here’s a smattering of articles on the topic.

Financial Products

Business & Finance