Get tips below for ensuring your RIA firm's advertising is compliant with the SEC marketing rule.
Are you ready for the new SEC marketing rule? Get our expert implementation tips here.
Wondering how to align your social media advertising strategy with the new SEC marketing rule? Get our advice here.
Keeping all your communications compliant with SEC standards shouldn’t hold your business back. Here at Joot, we’re building a tool to simplify communications compliance.
Learn about the requirements and restrictions for performance advertising under the new SEC marketing rule.
Get the latest facts on the new SEC marketing rule and understand what SEC guidance will be modified or withdrawn on the November 2022 compliance date.
Over the years, the industry has been grappling with the limitations of the outdated rule and the SEC has been responding by issuing "no-action letters" and enforcement actions, which have done nothing more than show that "guidance" has been overshadowing the actual rule for quite some time.
