Topic Compliance Technology
We know the repetitive and time-consuming tasks that make RIA compliance such a challenge. So we built a technology platform to simplify these tasks and make your work more fulfilling. Read about the latest compliance technology developments here.
Will AI Revolutionize Regtech? Part 3: If You Build It
Realize the value of building AI-driven fintech and regtech solutions and get practical advice for starting your own AI project.
5 Common Mistakes Advisers Make When Using Compliance Technology
Learn about major pitfalls investment advisers should avoid when using compliance technology and practical implementation strategies.
Will AI Revolutionize Regtech? Part 2: It’s a Work in Progress
Discover how some financial services firms are currently leveraging artificial intelligence and machine learning in fintech and regtech.
Straight Talk: A Discussion with Eric Powell, Part 1
Read Part 1 of our interview with Eric Powell, founder of RightPlan Financial and the Future Mill, to learn what registered investment adviser (RIA) firms can do for their clients, what it means to build trust, how to leverage technology to manage compliance, and other fun stuff.
Rise of the Machines, Part 3: How Big Data is Changing More Than Just Portfolio Management
In Part 3, we talk about how asset managers are going to need to harness the power of big data to keep up with regulatory requirements.
CCO Tech Launches Integrated Compliance Calendar
CCO Tech announces the release of its Compliance Calendar, the second module of an integrated web-based compliance system for small- and mid-sized registered investment advisers (RIAs).