As a software-as-a-service (SaaS) company, we're here to help you evaluate and select the best software providers for your firm.
An Insider View on How to Evaluate Software Providers
This article is meant to help those considering adoption of a large new or replacement software product, such as entire front, middle, or back office technology.
Corporate Governance Update: How Delaware Law Interacts with Federal Securities Law
For many asset managers and investment companies, the topic of compliance tends to focus on federal securities, particularly Rule 206(4)-7 under the Investment Advisers Act of 1940 (the "Advisers Act) and Rule 38a-1 under the Investment Company Act of 1940 (the "Company Act").