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Topic SEC

The U.S. Securities and Exchange Commission (SEC) informs and protects investors and enforces federal securities laws. Our content is designed to help you understand and comply with SEC regulatory requirements.

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Liquidity Is Out, ETFs Are In
04/07/2018

Liquidity Is Out, ETFs Are In

The SEC’s stance on its not-yet-effective liquidity rule appears fluid, as commissioners push to abandon part of the rule and certain division heads move on to other topics.

Bo Howell
Bo Howell
Cofounder, Managing Director, Joot