Topic Service Providers
Joot helps you evaluate and select the best compliance service providers for your firm.
CCO Tech Announces First Ever Compliance Automation Solution for Registered Investment Advisers
CCO Tech today announces the release of its SEC Filing Manager, the first module of an integrated web-based compliance system for small- and mid-sized registered investment advisers (RIAs).
The Liquidity Rule Finally Takes Shape!
In May, we discussed eight things that you needed to know about the liquidity rule. Here's an update to that post.
GDPR in a Nutshell and the Titan Platform
General Data Protection Regulation (“GDPR”) falls under the European Union’s data privacy and protection laws and became effective on May 25, 2018. GDPR defines how businesses collect and store customer data, including names, location, identity, online identifiers, etc.
8 Things You Need to Know About the Liquidity Rule
Learn more about the rule most people simply refer to as the “liquidity rule”, but its technical name is Rule 22e-4: Investment Company Liquidity Risk Management Programs.
An Insider View on How to Evaluate Software Providers
This article is meant to help those considering adoption of a large new or replacement software product, such as entire front, middle, or back office technology.
Introduction to the Titan Platform: The New Kid on the Block
What do you do when you’ve been looking for software for your fund administration company but can’t find anything that does everything you want?