Topic Technology

In order to revolutionize compliance for good, we are announcing today new, expanded compliance services to complement our technology platform.

With the general availability of our SEC Filing Manager and Compliance Calendar modules, and the forthcoming release of Document Manager, CCO Technology is looking for several beta testers to provide user feedback.

CCO Tech today announces the release of its SEC Filing Manager, the first module of an integrated web-based compliance system for small- and mid-sized registered investment advisers (RIAs).

In this post, we explore CCO Tech's newest tech offering—the Compliance Analyst.

CCO Tech announces the release of its Compliance Calendar, the second module of an integrated web-based compliance system for small- and mid-sized registered investment advisers (RIAs).

Over the past few months, we've noticed a trend in our posts, a trend that reflects our growing interest in the intersection of investment management and technology.

On the surface, distributing mutual funds appears to be a tremendous opportunity that is ripe for success.

This article is meant to help those considering adoption of a large new or replacement software product, such as entire front, middle, or back office technology.

Meet our newest guest author, Ms. Michelle Morgan.