Services
When you don’t have the time, expertise, or resources to properly manage compliance, let us do it for you
Whether we're managing a compliance project, providing ongoing compliance support, serving as your Chief Compliance Officer, or performing vendor due diligence, Joot offers a full range of services that leverages technology. Whatever your compliance needs, Joot can help.
Know what you’re getting with clear-cut services packages
Compliance is complex and ever-changing, but we do our best to keep it simple.
Standard Services
Get the basic support you need for a foundational compliance program.
Full Services
Cover additional critical activities and requirements, so you have a comprehensive program in place.
CCO Services
If you’re in need of a named Chief Compliance Officer, our CCO Services, including our Registered Fund Services, provide a fully outsourced solution.
Mock SEC Exam
If you need help getting your RIA compliance program exam ready, our Mock SEC Exam Services are tailored to your needs.
RIA Registration
If you’re just starting an RIA, see how our RIA Registration Services can help you get compliance done right.
Legal Services
Get a full range of legal services and support from FinTech Law, a technology-driven law firm focused on innovators and startups in fintech and financial services.