We know the repetitive and time-consuming tasks that make RIA compliance such a challenge
So we built a technology platform to simplify these tasks and make your work more fulfilling.
Watch our tools work for you
Check out our popular Policy Manual and Document Manager tools in action.
Everything you need to manage compliance—all in one place
With Joot’s technology, you can more easily accomplish compliance tasks like these:
- Obtaining personal investment account statements from all employees
- Updating policies to keep up with business changes
- Testing policies on a prescribed schedule
- Securing signatures on compliance-related documents