Cut the time it takes to review personal trading activity from hours to minutes

Automate the collection and review of all adviser activity and go from headache to hassle-free.

Simplify the quarterly review process by automatically downloading activity into a single report

Take a look inside Personal Trading Manager. Watch as a consolidated holdings report is generated and the online pre-trade request workflow is streamlined.

Eliminate the stacks of account statements piling up on your desk

The quarterly account statement review is a compliance time suck:

  • Chasing down advisers to send in statements
  • Following up to get the right ones
  • Flipping through pages of trade activity
  • Emailing files back and forth

It's a process that cries out for effective automation!

Download PTM Product Sheet

The system is elegant, and the compliance review is quite easy. The platform will be a nice automation for our advisers and the compliance team.

Steve King
Steve King
VP, Wealthquest

Go from headache to hassle-free

See how easy it is to review personal trading activity—past and present.

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